Lee A. Kroening, CFP™ Registered Representative, Legend Equities Corporation 450 Corporate Parkway, Suite 102, Amherst, NY 14226 Phone: (716) 837-3335 or (800) 735-9395  • Fax: (716) 837-3099 E-mail: Certifications: Certified Financial Planner™ Certificant Member: IAFP Licensed Territories: CA, FL, GA, NY, PA
Mission Statement: I aim to provide a facility whereby employees of educational institutions can take advantage of a comprehensive financial planning service designed to potentially improve the member’s personal financial position. Personal & Professional Qualifications: A Cornell University graduate, Lee earned the CERTIFIED FINANCIAL PLANNER™ designation in 1995. Currently, Lee specializes in serving the financial planning needs of public school employees throughout New York State. In addition, he has served as an employee benefits consultant to schools and municipal government employers throughout New York and Pennsylvania for the past 16 years. Furthermore, Lee is a Regional Vice President with The Legend Group whose responsibilities include new business development and financial advisor recruiting in New York and Western Pennsylvania. Company History: For over 40 years, The Legend Group has been helping investors as they work toward achieving their financial goals. Our history is rooted in the development of products and services for §403(b) retirement plans and over the years we have played an influential role in the evolution of this market. Today, Legend is a full service investment planning firm offering §403(b), §403(b) and §401(a) Discriminatory Governmental, IRA, Roth IRA, SIMPLE IRA, SEP-IRA, §457, §457(f) and §401(k) plans, investment advisory services, college savings plans, insurance products and non-qualified investments. As a subsidiary of Waddell and Reed Financial, Inc.,1 Legend has access to the resources of one of the most enduring mutual fund and financial planning complexes in the United States. This relationship strengthens our position as an industry leader, and lends support to our initiatives as we continue to build upon a solid foundation of innovation and excellence. Company Specialty: I specialize in comprehensive financial planning for employees of educational institutions. I offer several 403(b) account options, including mutual funds and annuities. Specialty Services: Estate Planning, Financial Planning, Disability Insurance, Long Term Care, Life Insurance and Tax Sheltered Annuities. Services provided outside of Legend Equities Corporation: Tax Preparation Securities offered through Legend Equities Corporation, member FINRA & SIPC. Advisory services offered through Legend Advisory Corporation, a registered investment advisor.

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