EMPLOYER-SPONSORED §403(b) PROGRAMS

Audit Checklist

Qualified retirement plans are subject to extensive IRS and Department of Labor regulations. Our self-audit checklist can help you maintain the integrity of your plan, by providing you with the means to identify potential compliance problems with an individual contract or your entire plan. Performing internal audits includes the evaluation of vendors and product providers. The Internal Revenue Service Examination Guidelines serve as a basis for this evaluation, and is updated as the laws governing §403(b) plans change.
The Legend Group, 4600 East Park Drive, Suite 300, Palm Beach Gardens, Florida 33410
Phone: (561) 694-0110  Facsimile: (561) 626-6465 Email: mailbox@legendgroup.com
Investment Advisory Services offered through Legend Advisory Corporation, a registered investment advisor.
Securities offered through Legend Equities Corporation, Member FINRA and SIPC.
Before investing in a mutual fund, consider its investment objectives, risks, charges and expenses carefully. The prospectus, which contains this and other information about the mutual fund, can be obtained by contacting Legend Equities Corporation. Please read the prospectus carefully before you invest or send money.
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Copyright © 2003 The Legend Group. All rights reserved.
Revised: 03/31/08