Legend's innovative self-directed §401(a) Governmental plans enable investors to select and hold mutual funds from multiple fund families in one account.
This means you can choose investments from 80+ nationally recognized mutual fund families (representing thousands of individual funds), and you need only work with one investment provider—
.
Periodic Rebalancing Option
Legend §401(a) Governmental plans offer a Periodic Rebalancing Option (PRO) created to help investors maintain a diversified investment
portfolio. With PRO, you can specify how assets are to be allocated among the mutual funds within your portfolio and choose to have your portfolio automatically
rebalanced every 3, 6 or 12 months.
Professional Investment Management
Legend offers
professional asset allocation services through Legend Advisory Corporation, a registered investment adviser. These programs are designed to make professional investment selection, advanced asset allocation techniques and dynamic portfolio management available to individual investors. Legend Advisory Corporation’s Investment Committee employs cutting-edge
artificial intelligence technology in the ongoing management of these programs. Assets are allocated among a diversified
2 group of mutual funds from nationally recognized fund families in an effort to take advantage of the markets’ potential for growth while striving to manage the risks inherent in equity investing.
1The PIMCO Funds charge a "mutual fund surcharge" of $10.00 for the purchase and/or redemption of shares that is passed through to investors. The fund families subject to a "mutual fund surcharge" may change without notice. Please check with your Legend Advisor for details.
2Diversification does not assure a profit or protect against market loss.
All investment options are subject to employer approval.
*80+ mutual fund family choices are available only when FTC is the custodian and Pershing, LLC is the clearing firm.
Pershing, LLC is not an affiliate of Legend Equities Corporation.
Before investing in a mutual fund, consider its investment objectives, risks, charges and expenses carefully. The prospectus, which contains this and other information about the mutual fund, can be obtained by contacting Legend Equities Corporation. Please read the prospectus carefully before you invest or send money.